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The role and pitfalls of health care artificial intelligence algorithms in closed-loop anesthesia systems

Neil Anand, MD
Tech
November 12, 2024
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Automation and artificial intelligence (AI) have been advancing steadily in health care, and anesthesia is no exception. A critical development in this area is the rise of closed-loop AI systems, which automatically control specific medical variables using feedback mechanisms. The primary goal of these systems is to improve the stability of key physiological parameters, minimize the repetitive workload on anesthesia practitioners, and, most importantly, enhance patient outcomes. For instance, closed-loop systems use real-time feedback from processed electroencephalogram (EEG) data to manage propofol administration, regulate blood pressure using vasopressors, and leverage fluid responsiveness predictors to guide intravenous fluid therapy.

Anesthesia AI closed-loop systems can manage multiple variables simultaneously, such as sedation, muscle relaxation, and overall hemodynamic stability. A few clinical trials have even demonstrated potential in improving postoperative cognitive outcomes, a crucial step toward more comprehensive recovery for patients. These innovations showcase the flexibility and efficiency of AI-driven systems in anesthesia, highlighting their ability to simultaneously control several parameters that, in traditional practice, would require constant human monitoring.

In a typical AI predictive model used in anesthesia, variables like mean arterial pressure (MAP), heart rate, and stroke volume are analyzed to forecast critical events such as hypotension. However, what sets closed-loop systems apart is their use of combinatorial interactions rather than treating these variables as static, independent factors. For example, the relationship between MAP and heart rate may vary depending on the patient’s condition at a given moment, and the AI system dynamically adjusts to account for these changes.

For example, the Hypotension Prediction Index (HPI), for instance, operates on a sophisticated combinatorial framework. Unlike traditional AI models that might heavily rely on a dominant variable, the HPI index takes into account the interaction effects of multiple hemodynamic features. These hemodynamic features work together, and their predictive power stems from their interactions, not from any one feature acting alone. This dynamic interplay allows for more accurate predictions tailored to the specific conditions of each patient.

While the AI algorithms behind closed-loop systems can be incredibly powerful, it’s crucial to understand their limitations, particularly when it comes to metrics like positive predictive value (PPV). PPV measures the probability that a patient will experience a condition (e.g., hypotension) given a positive prediction from the AI. However, PPV is highly dependent on how common or rare the predicted condition is in the population being studied.

For example, if hypotension is rare in a particular surgical population, a positive prediction may often be a false positive, even if the AI model has high sensitivity (ability to detect true positives) and specificity (ability to avoid false positives). In scenarios where hypotension occurs in only 5 percent of patients, even a highly accurate AI system could generate many false positives. This happens because while sensitivity and specificity measure an AI algorithm’s performance independently of the condition’s prevalence, PPV does not. As a result, PPV can be misleading, especially in low-prevalence scenarios.

Therefore, when evaluating the effectiveness of an AI-driven closed-loop system, health care professionals should consider not just PPV, but also the broader context of sensitivity, specificity, and how frequently the predicted condition occurs in the patient population. A potential strength of these AI systems is that they don’t rely heavily on any single input. Instead, they assess the combined effects of all relevant factors. For example, during a hypotensive event, the interaction between MAP and heart rate might become more important, while at other times, the relationship between fluid responsiveness and vasopressor administration could take precedence. This interaction allows the model to account for the non-linear ways in which different physiological parameters can influence one another during surgery or critical care.

By relying on these combinatorial interactions, AI anesthesia models become more robust and adaptive, allowing them to respond to a wide range of clinical scenarios. This dynamic approach provides a broader, more comprehensive picture of a patient’s condition, leading to improved decision-making during anesthesia management. When physicians are assessing the performance of AI models, especially in time-sensitive environments like the operating room, receiver operating characteristic (ROC) curves play a key role. ROC curves visually represent the trade-off between sensitivity (true positive rate) and specificity (true negative rate) at different threshold levels. These curves are particularly important in time-series analysis, where the data collected at successive intervals often exhibit temporal correlation, meaning that one data point is often influenced by the values that came before it.

This temporal correlation can lead to high-performance metrics when using ROC curves, as variables like blood pressure or heart rate typically show predictable trends before an event like hypotension occurs. For instance, if blood pressure gradually declines over time, the AI model can more easily predict a future hypotensive event, leading to a high area under the ROC curve (AUC), which suggests strong predictive performance. However, physicians must be extremely cautious because the sequential nature of time-series data can artificially inflate perceived accuracy, making the algorithm appear more effective than it may actually be.

When evaluating intravenous or gaseous AI models in closed-loop systems, physicians should be aware of the two most common mathematical transformations of time: logarithm of time and square root of time. Choosing the right mathematical transformation depends on the nature of the process being modeled. If the AI system’s behavior slows dramatically over time, the logarithm may be the better choice, but if change occurs gradually, the square root could be more appropriate. Understanding these distinctions allows for more effective application in both AI clinical and AI research settings.

Despite the impressive capabilities of AI and machine learning in health care, the technology is still not as widespread as one might expect. This is largely due to limitations in data availability and computing power, rather than any inherent flaw in the technology. Machine learning algorithms have the potential to process vast amounts of data, identify subtle patterns, and make highly accurate predictions about patient outcomes. One of the main challenges for machine learning developers is balancing accuracy with intelligibility. Accuracy refers to how often the algorithm provides the correct answer, while intelligibility reflects how well we can understand how or why the algorithm made a particular decision. Often, the most accurate models are also the least understandable, which forces developers to decide how much accuracy they are willing to sacrifice for increased transparency.

As closed-loop AI systems continue to evolve, they offer enormous potential to revolutionize anesthesia management by providing more accurate, real-time decision-making support. However, physicians must be aware of the limitations of certain AI performance metrics like PPV and consider the complexities of time-series data and combinatorial feature interactions. While AI promises to reduce workload and improve patient outcomes, its full potential can only be realized with careful evaluation and responsible integration into clinical practice.

Neil Anand is an anesthesiologist.

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